When it comes to risk tolerance questionnaires, it’s time to look at
facts over feelings
WHAT MAKES TOTUM DIFFERENT?
Totum helps advisors with compliance, prospecting, and client retention by calculating and comparing 3 risk scores- risk capacity, risk preference, and portfolio risk, all with a short, user-friendly questionnaire
RISK CAPACITY
How much risk the investor can or can not take given their current life situation – ability to take risk.
RISK PREFERENCE
How much risk the investor is willing to take.
PORTFOLIO RISK
The portfolio risk score should fall between the risk preference and risk capacity scores.
A CLIENT FRIENDLY EXPERIENCE
With nine short questions, your client will complete the survey in less than a minute.
- Convert prospects faster by showing how their current portfolio is not within their Risk Band
- Retain more clients by offering a relatable questionnaire
- Prospecting links for your website, newsletter, or email signature
- Custom proposals for your meetings
MOST SUITABLE QUESTIONNAIRE
Our multi-dimensional questionnaire was designed to assist with compliance.
- FINRA reviewed Investment Policy Statement and FINRA Compliance Vendor Directory at finra.org
- SEC Regulation Best Interest Rule, Client Profiling, and Recommendations.
- Automatic archiving of risk questionnaires and scores
- Quantitative tested methodologies to ensure accurate scoring (built by PhDs in the financial industry)
Partner integrations
Daily updated account data helps advisors quickly run reports for their client meetings.